Code of Conduct
- Core Principles
- Law firm members agree to adhere to the following core principles in relation to the conduct of claimant collective redress actions:
- always act in the best interests of clients;
- conduct claims as efficiently as possible;
- collaborate, where appropriate, with other firms instructed in cases to ensure they are run as efficiently and effectively as possible; and
- develop and maintain expertise in collective redress proceedings.
- Law firm members agree to adhere to the following core principles in relation to the conduct of claimant collective redress actions:
- Conduct of cases
- Law firm members agree to:
- conduct cases in accordance with the core principles set out above;
- comply with the provisions and overriding objective of the Civil Procedure Rules;
- comply with their professional obligations;
- conduct themselves in accordance with the SRA Principles a way which inspires the confidence of their peers and the public;
- keep informed and educated in current law and procedure relating to their work;
- not pursue any frivolous and spurious claims, issues or positions.
- Law firm members agree to:
- Funding of cases
- Law firm members agree to:
- maintain adequate financial resources in order to meet their obligations to fund all of the disputes in relation to which they are instructed;
- ensure they only enter into damages-based agreements (DBAs) which are properly documented and comply with all relevant regulations such as the Damages-Based Agreements Regulations 2013;
- ensure they only enter into conditional fee arrangements (CFAs) which are properly documented and comply with all relevant regulations including the Courts and Legal Services Act 1990;
- ensure cases are funded through arrangements which comply with the professional obligations and do not risk bringing the legal profession or the collective redress industry into disrepute.
- Law firm members agree to:
- Dealing with consumer clients
- Law firm members will:
- maintain the highest standards of integrity in dealing with consumers;
- put clients’ best interests first;
- publish promotional literature and matter-related information which is clear and not misleading;
- maintain a complaints procedure which is available to clients and easy to understand;
- keep clients regularly informed as to the conduct of their claims in clear, concise communications, drafted in plain English;
- if unable to deal with a particular consumer’s case for any reason, will act only in the consumer’s best interests in suggesting a referral to another law firm.
- Law firm members will:
- Practice standards
- Law firm members agree to adhere to the following practice standards:
- adhere to the Code of Conduct of the Solicitors Regulation Authority;
- have implemented or are in the process of implementing ISO/IEC 27001:2013 (ISO 27001) international standard for cyber security;
- provide regular training for staff in relation to best practice in relation to dispute resolution and collective redress.
- Law firm members agree to adhere to the following practice standards: